Compliance Assistant
Here at Kuflink we are looking for a Compliance Assistant to join our thriving team. A key component of being a Compliance Assistant is to help maintain total accuracy and adherence to the relevant guidelines. You’ll be working seamlessly with all teams across the business to achieve continual best practice and support with general compliance.
You will be responsible for:
- Providing compliance support to the business by responding to queries
- Working with other members of the team to ensure all file checking required is undertaken
- Ensuring compliance registers are kept up to date
- Assisting with a variety of compliance admin tasks including populating spreadsheets and registers
- Monitoring compliance manuals, policies and procedures
- Ensuring all queries raised are answered in a timely manner
- Work with the Operations team to ensure compliance training is delivered and logged effectively
Desirable experience:
- Experience within financial services
- Experience in a compliance role
- Familiar with the FCA Handbook
Person specific:
- Excellent organisation skills with ability to switch quickly between tasks
- Strong communication skills (written and verbal)
- Ability to work independently and within a team
- Motivated to undertake research on new FCA guidelines etc
- Attention to detail and an investigative mind
- Experience of working in results and deadline-based environment
- Keen interest in career development and progression
If you would like to know more, please email us at Careers@kuflink.com with your CV.
